Financial Services – NBC Institute

AAA – Nov 2012 – L3 – SA – Q8 – Ethical Issues in Auditing

Identifying behaviors not generally applicable as unethical in financial services.

Question

In a recent study involving different users of financial services in Nigeria, various types of unethical behaviour have been identified. Which of the following does NOT have general application in the industry?

A. Any act that does not follow the norms of a profession
B. Any act not in consonance with professional code of conduct
C. A conduct that is morally adjudged wrong, unbecoming, and below expectation
D. Behaviour that is based on moral or pre-modial principles
E. Deviations from standard and known code of conduct guiding an operation

Answer

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Tags: Ethics, Financial Services, Professional Conduct, Unethical Behavior
Level: Level 3

Topic: Ethical Issues in Auditing
Series: NOV 2012

BL – May 2017 – L1 – SA – Q17 – Law Relating to Banking

Identifies an activity that is not included in the general scope of banking business.

Question

Banking business includes the following EXCEPT
A. Purchase of bills and cheques
B. Granting of money loans
C. The effect of transfers and clearing
D. Warehousing
E. Purchasing and Sales of Securities for account of others

Answer

Find Related Questions by Tags, levels, etc.

Tags: Banking Activities, Banking Law, Contract Law, Financial Services
Level: Level 1

Topic: Law Relating to Banking
Series: MAY 2017

AAA – Nov 2012 – L3 – SA – Q8 – Ethical Issues in Auditing

Identifying behaviors not generally applicable as unethical in financial services.

Question

Answer

Find Related Questions by Tags, levels, etc.

Tags: Ethics, Financial Services, Professional Conduct, Unethical Behavior
Level: Level 3

Topic: Ethical Issues in Auditing
Series: NOV 2012

BL – May 2017 – L1 – SA – Q17 – Law Relating to Banking

Identifies an activity that is not included in the general scope of banking business.

Question

Answer

Find Related Questions by Tags, levels, etc.

Tags: Banking Activities, Banking Law, Contract Law, Financial Services
Level: Level 1

Topic: Law Relating to Banking
Series: MAY 2017

Question Tag: Financial Services

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AAA – Nov 2012 – L3 – SA – Q8 – Ethical Issues in Auditing

Identifying behaviors not generally applicable as unethical in financial services.

BL – May 2017 – L1 – SA – Q17 – Law Relating to Banking

Identifies an activity that is not included in the general scope of banking business.

AAA – Nov 2012 – L3 – SA – Q8 – Ethical Issues in Auditing

Identifying behaviors not generally applicable as unethical in financial services.

BL – May 2017 – L1 – SA – Q17 – Law Relating to Banking

Identifies an activity that is not included in the general scope of banking business.

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AAA – Nov 2012 – L3 – SA – Q8 – Ethical Issues in Auditing

Identifying behaviors not generally applicable as unethical in financial services.

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BL – May 2017 – L1 – SA – Q17 – Law Relating to Banking

Identifies an activity that is not included in the general scope of banking business.

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AAA – Nov 2012 – L3 – SA – Q8 – Ethical Issues in Auditing

Identifying behaviors not generally applicable as unethical in financial services.

You're reporting an error for "AAA – Nov 2012 – L3 – SA – Q8 – Ethical Issues in Auditing"

BL – May 2017 – L1 – SA – Q17 – Law Relating to Banking

Identifies an activity that is not included in the general scope of banking business.

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