Question Tag: Entity Environment

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AA – Nov 2020 – L2 – Q2a – Audit and Assurance Risk Environment

Discuss procedures to obtain understanding of an entity for a first-time audit.

ISA 315: Identifying and assessing risks of material misstatement through understanding the entity and its environment requires auditors to assess the risks of material misstatement of the financial statements, whether due to fraud or error, through obtaining an understanding of the entity and its environment, including internal controls, in order to be able to design and perform further audit procedures.

Required:
Discuss FOUR (4) procedures that should be carried out to obtain an understanding of an entity in the conduct of a first-time audit.
(6 marks)

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AA – Nov 2020 – L2 – Q2a – Audit and Assurance Risk Environment

Discuss procedures to obtain understanding of an entity for a first-time audit.

ISA 315: Identifying and assessing risks of material misstatement through understanding the entity and its environment requires auditors to assess the risks of material misstatement of the financial statements, whether due to fraud or error, through obtaining an understanding of the entity and its environment, including internal controls, in order to be able to design and perform further audit procedures.

Required:
Discuss FOUR (4) procedures that should be carried out to obtain an understanding of an entity in the conduct of a first-time audit.
(6 marks)

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