- 10 Marks
AA – Nov 2021 – L2 – Q3a – Professional and Ethical Considerations
Lists areas of non-compliance by clients and explains actions auditors can take when they become aware of non-compliance situations.
Question
The International Ethics Standards Board for Accountants (IESBA) code guides all Professional Accountants on how to respond when their clients are not complying with the laws and regulations of a country or a state.
Required:
i) State FIVE (5) areas where auditees can be non-compliant.
ii) When an auditor becomes aware of non-compliant situations, what FIVE (5) actions can the auditor take?
Find Related Questions by Tags, levels, etc.
- Tags: Auditor Actions, Ethics, IESBA, Legal Violations, Non-compliance
- Level: Level 2
- Topic: Professional and Ethical Considerations
- Series: NOV 2021
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